1 Introduction

It would be valuable to be able to constrain the gluon–parton distribution function (PDF) at low x using \(J/\psi \) photoproduction data measured at HERA and at the LHC, via exclusive \(pp \rightarrow p+J/\psi +p\) events, especially events in the forward region measured by the LHCb collaboration. Indeed, for LHCb kinematics at 13 TeV we can reach down to \(x\simeq 3\times 10^{-6}\). Exclusive \(J/\psi \) production is driven by the subprocess \(\gamma ^*p\rightarrow J/\psi +p\); see Fig. 1.

Fig. 1
figure 1

\(\mathrm{d}\sigma (pp\rightarrow p+J/\psi +p)/\mathrm{d}y\) driven by the subprocess \(\gamma p\rightarrow J/\psi +p\) at two different \(\gamma p\) centre-of-mass energies, \(W_\pm \)

Unfortunately, it turns out that the NLO corrections calculated in the conventional \({\overline{\mathrm{MS}}}\) collinear approach are found to be very large and to depend strongly on the choice of factorisation and renormalisation scales [1,2,3]. Indeed, for an ‘optimum’ choice of scales it is found that the NLO correction has the opposite sign to the LO contribution and even changes the sign of the whole amplitude; see the continuous curves in Fig. 2. Thus one may doubt the convergence of the whole perturbation series.

1.1 Optimum scale

What do we mean by the ‘optimum’ scale? It was shown in Ref. [3] that it is possible to find a scale (namely \(\mu _F=m_c\)) which resums all the double-logarithmic corrections enhanced by large values of \(\mathrm{ln}(1/\xi )\) into the gluon and quark PDFs, where \(\xi \) is the skewedness parameter of the generalised parton distributions (GPDs) describing the proton–gluon (and proton–quark) vertices. That is, it is possible to take the \((\alpha _S\mathrm{ln}(1/\xi )\mathrm{ln}(\mu _F^2))\) term from the NLO gluon (and quark) coefficient functions and to move it to the LO GPDs. This allows a resummation of all the double-log \((\alpha _S\mathrm{ln}(1/\xi )\mathrm{ln}(\mu _F^2))^n\) terms in the LO contribution by choosing the factorisation scale to be \(\mu _F=m_c\). The details are given in Ref. [3]; see also Ref. [4].

The result is that the \(\gamma p\rightarrow J/\psi +p\) amplitudes are schematically of the form

$$\begin{aligned} A(\mu _f) = C^\mathrm{LO} \otimes \mathrm{GPD}(\mu _F)+C^\mathrm{NLO}_\mathrm{rem}(\mu _F)\otimes \mathrm{GPD}(\mu _f),\nonumber \\ \end{aligned}$$
(1)

where the GPD can be related to the conventional PDF via the Shuvaev transform for \(\xi <|x|\ll 1\) [5]. With the choice \(\mu _F=m_c\) there is a smaller remaining term in the NLO coefficient functions, and so the residual dependence on the scale \(\mu _f\) is reduced.

Unfortunately, even after this, the NLO corrections, and their variations with scale, although reduced, are still unacceptably large, as shown in Fig. 2. The dashed and dot-dashed curves correspond to NLO predictions for two different values of the residual scale \(\mu _f\): namely \(\mu _f^2=\) 4.8 and 1.7 GeV\(^2\) respectively, while the continuous curves correspond to the ‘optimum’ scale choice \(\mu _F^2=\mu ^2_R=m_c^2=M_\psi ^2/4 =2.4 \) GeV\(^2\).Footnote 1 The choice \(\mu _R=\mu _F\) is justified in Sect. 3.1.

Fig. 2
figure 2

The dotted and continuous curves are the LO and NLO predictions, respectively, of \(\mathrm {Im} A/W^2\) for the \(\gamma p \rightarrow J/\psi + p\) amplitude, A, as a function of the \(\gamma p\) centre-of-mass energy W, obtained using CTEQ6.6 partons [8] (with input \(Q_0=1.3\) GeV) for the optimal scale choice \(\mu _F = \mu _R =m_c\). The top three curves correspond to the NLO prediction for various values of the residual factorisation scale \(\mu _f\), namely: \(\mu _f^2 = ~2m_c^2, ~m_c^2, ~Q_0^2\), respectively, where \(m^2_c\equiv M^2_\psi /4=2.4\) GeV\(^2\)

1.2 Double counting

So for the QCD prediction to be useful we should search for some other sizeable physical contribution to the NLO correction. Here we consider a power correction which may further reduce the NLO correction and, moreover, may reduce the sensitivity to the choice of scale. The correction is \(\mathcal{O}(Q_0^2/M^2_\psi )\) where \(Q_0\) denotes the input scale in the parton evolution. It turns out to be important for the relatively light charm quark, \(m_c \simeq M_\psi /2\). Let us explain the origin of this ‘\(Q_0\) correction’. We begin with the collinear factorisation approach at LO. Here, we never consider parton distributions at low virtualities, that is, for \(Q^2<Q_0^2\). We start the PDF evolution from some phenomenological PDF input at \(Q^2=Q_0^2\). In other words, the contribution from \(|l^2|<Q^2_0\) of Fig. 3b (which can be considered as the LO diagram, Fig. 3a, supplemented by one step of DGLAP evolution from quark to gluon, \(P_{gq}\)) is already included in the input gluon GPD at \(Q_0\). That is, to avoid double counting, we must exclude from the NLO diagram the contribution coming from virtualities less than \(Q_0^2\). At large scales, \(Q^2\gg Q^2_0\), this double-counting correction will give small power suppressed terms of \(\mathcal{O}(Q_0^2/Q^2)\), since there is no infrared divergence in the corresponding integrals. On the other hand, with \(Q_0 \sim 1\) GeV and \(\mu _F=m_c~ (\sim M_\psi /2)\) a correction of \(\mathcal{O}(Q^2_0/m^2_c)\) may be crucial.

In the present paper we re-calculate the NLO contribution for \(J/\psi \) photoproduction excluding the contribution coming from the low virtuality domain \((<\) \(Q^2_0)\). We find that for \(J/\psi \) this procedure substantially reduces the resulting NLO contribution and, moreover, reduces the scale dependence of the predictions. It indicates the convergence of the perturbative series.

An outline of the procedure is given in [9], where also the NLO description of exclusive \(J/\psi \) production in the \(k_T\) factorisation and collinear factorisation schemes are compared.

Fig. 3
figure 3

a LO contribution to \(\gamma p \rightarrow V +p\). b NLO quark contribution. For these graphs all permutations of the parton lines and couplings of the gluon lines to the heavy-quark pair are to be understood. Here \(P\equiv (p+p^\prime )/2\) and l is the loop momentum

2 Avoiding double counting of the low \(Q^2\) contribution

2.1 The NLO quark contribution

We start with the NLO quark contribution to the \(\gamma p \rightarrow J/\psi +p\) process. The corresponding Feynman diagrams are that of Fig. 3b together with the diagram where both gluons couple to the same heavy-quark line. Here we will use the non-relativistic approximation for the \(J/\psi \) wave function. Since the momentum fractions \((x+\xi )\) and \((x-\xi )\) carried by the left and right quarks are different we have to use the skewed (generalised) parton distribution (GPD), \(F_q(x,\xi ,Q^2)\). The skewedness parameter \(\xi =M_\psi ^2/(2W^2-M_\psi ^2)\), where W is the \(\gamma p\) energy. We see that the upper part of diagram Fig. 3b is the same as the diagram for the LO gluon Fig. 3a contribution. For the LO contribution the integral over the gluon virtuality \(|l^2|\) starts from the input scale \(Q^2_0\), while all the contributions from low virtualities \(|l^2|<Q^2_0\) are collected in the input gluon GPD, \(F_g(x,\xi ,Q_0^2)\). Note that this input distribution already includes that part of the quark contribution of Fig. 3b coming from \(|l^2|<Q^2_0\). Thus to avoid double counting when computing the NLO quark coefficient function, \(C_q^\mathrm{NLO}\), of Fig. 3b we have to include the theta function \(\Theta (|l^2|>Q^2_0)\) in the integration over \(l^2\). Depending on the ratio \(Q^2_0/m^2_c=4Q^2_0/M^2_\psi \) this can be a significant correction. The corresponding integral has no infrared or ultraviolet divergence and can be calculated in \(D=4\) dimensions.

Actually, the calculation is performed in the physical scheme (with \(D=4)\). On the other hand, parton distributions are usually presented in the \({\overline{\mathrm{MS}}}\) factorisation scheme where dimensional regularisation is used. The problem is that when we calculate the coefficient function in \(D=4+2\epsilon \) we have finite contributions of \(\epsilon /\epsilon \) origin. Formally these \(\epsilon /\epsilon \) terms come from unphysically large distances \(\propto \mathcal{O}(1/\epsilon )\). In fact, these \(\epsilon /\epsilon \) terms are compensated by a corresponding re-definition of the PDFs. In order to retain the \(\epsilon /\epsilon \) terms and to use the \({\overline{\mathrm{MS}}}\) scheme we do not calculate diagram Fig. 3b in \(D=4\) dimensions for \(|l^2|>Q^2_0\), but instead calculate the part corresponding to small \(|l^2|<Q^2_0\). We consider this part as the correction which should be subtracted from the known NLO \({\overline{\mathrm{MS}}}\) coefficient function [1, 10]. Recall that after the subtraction of the contribution generated by the last step of the LO evolution, \(P^\mathrm{LO}\otimes C^\mathrm{LO}\), there is no infrared divergence and the subtracted part of \(C^\mathrm{NLO}\) coming from \(|l^2|<Q_0^2\) does not contain \(\epsilon /\epsilon \) terms.

2.2 The NLO gluon contribution

The NLO ‘\(Q_0\) corrections’ for the gluon coefficient function are more complicated. Besides the ladder-type diagrams analogous to Fig. 3b, but with the light-quark line replaced by a gluon line, there are other diagrams which have a structure similar to vertex corrections; see [1, 10]. However, the ‘dangerous’ contribution is again from the ladder-type diagrams, where to avoid double counting we have to exclude the \(|l^2|<Q^2_0\) domain whose contribution is already included in the LO term using the input gluon GPD, \(F_g(x,\xi ,Q^2_0)\). Qualitatively this is exactly the same calculation as that for the NLO quark. The only difference is that the lower line in the diagrams of Fig. 5 is now replaced by a gluon line and the lower part of the diagram is now given by the product of two three-gluon vertices averaged over the incoming gluon transverse polarisations. The notation is identical to that for the quark contribution. Both the quark- and the gluon-induced contributions are determined as described in the appendix. They involve the calculation of the diagrams of Fig. 5 (given in the appendix), and the analogous diagrams for the gluon-induced contribution.

Fig. 4
figure 4

The predictions for the LO and NLO contributions to the imaginary part of the \(J/\psi \) photoproduction amplitude calculated exactly as in Fig. 2 except that now the \(Q_0\) cut is imposed

3 Results

Figure 4 shows the LO and NLO contributions to the imaginary part of the \(J/\psi \) photoproduction amplitude when the \(Q_0\) cut in the NLO contribution is taken into account. It should be compared to Fig. 2 which had exactly the same scale choices, but without the \(Q_0\) cut imposed. The improvement in going from Figs. 2, 3 and 4 is dramatic. First, the NLO contribution is now much smaller than the LO contribution. Second, the scale variation is much smaller. The dotted and continuous curves in Figs. 2 and 4 show the LO and NLO comparison for the choice of scales \(\mu _F=\mu _R=m_c\equiv M_\psi /2\), which we had previously argued was optimal [3]. The stability achieved by imposing the \(Q_0\) cut means that \(J/\psi \) photoproduction (\(\gamma p \rightarrow J/\psi ~p\)) data and LHC exclusive \(J/\psi \) (\(pp \rightarrow p+J/\psi +p\)) data can now be included in the global parton analyses.

3.1 The choice of scales

Let us discuss the above scale choices in more detail. By choosing the ‘optimal’ factorisation scale \(\mu _F = m_c\) we resum all the higher-order double-logarithmic corrections \((\alpha _s\ln (1/\xi )\ln \mu ^2_F)^n\) (enhanced at high energies by the large value of \(\ln (1/\xi )\)) into the gluon generalised parton distribution (gluon GPD) [3].

The renormalisation scale is taken to be \(\mu _R=\mu _F\). The arguments are as follows. First, this corresponds to the BLM prescription [11]; such a choice eliminates from the NLO terms the contribution proportional to \(\beta _0\) (i.e. the term \(\beta _0\ln (\mu ^2_R/\mu ^2_F)\) in Eq. (3.95) of [1]). Second, following the discussion in [12] for the analogous QED case, we note that the new quark loop insertion into the gluon propagator appears twice in the calculation. The part with scales \(\mu <\mu _F\) is generated by the virtual component (\(\propto \delta (1-z)\)) of the LO splitting during DGLAP evolution, while the part with scales \(\mu >\mu _R\) accounts for the running \(\alpha _s\) behaviour obtained after the regularisation of the ultraviolet divergence. In order not to miss some contribution and/or to avoid double counting we take the renormalisation scale equal to the factorisation scale, \(\mu _R=\mu _F\).

3.2 Discussion of the results

Note that in the present paper we have calculated the imaginary part of the \(\gamma p \rightarrow J/\psi ~p\) amplitude. The real part of the amplitude can be restored via dispersion relations assuming positive signature, as in Eq. (5) of Ref. [13]. Recall that we obtain the necessary GPDs from the CTEQ6.6 parton set [8] using the Shuvaev transform [5]. We use a relatively old parton set [8] in which the low x gluons are forced to be positive so as to make a meaningful comparison with our earlier work. The goal of this paper is not to make a quantitative description of the data, but to demonstrate that we can achieve stability of the perturbative QCD description of relatively low scale \(J/\psi \) production by imposing the \(Q_0\) cut. We have shown this is a power correction—a correction which is needed to avoid double counting. This will allow future high precision exclusive \(J/\psi \) production data obtained at the LHC to be incorporated in global parton analyses.

The general procedure to include the HERA \(\gamma p \rightarrow J/\psi ~p\) data and, in particular, the LHCb data for exclusive \(J/\psi \) production, \(pp \rightarrow p+J/\psi +p\), in a global analysis follows that used to produce Fig. 4 of Ref. [13]. These processes are driven by the gluon PDF and the LHCb data probe the gluon at very low values of x. However, in Ref. [13] we approximated the NLO corrections to the coefficient functions by accounting for the explicit \(l_\perp \) integration in the last step of the interaction. Moreover, we just fitted the \(J/\psi \) data and used a parametric form for the gluon which approximated its x and \(Q^2\) dependence. So the analysis of Ref. [13] was quite simplified, although very informative; see, for example, Fig. 5 of [13] which compared the resulting gluon PDF with those of different global analyses.Footnote 2

The present paper, on the other hand, retains collinear factorisation and calculates the complete NLO contribution. We may expect the high \(\gamma p\) energy, W, data points in the updated version of Fig. 4 of Ref. [13] to require a larger gluon distribution in the region from \(x \lesssim 10^{-3}\) down to \(10^{-5}\), at low scales, than coming from extrapolations of the NLO gluon PDFs from global fits to data not including the \(J/\psi \) data. An indication in favour of a larger gluon PDF in this domain comes also from the recent LHCb data on open charm (and beauty) [14].

Finally, it is useful to compare our approach with that of [15], where it was demonstrated that the resummation of the BFKL-induced \((\alpha _S\ln (1/\xi ))^n\) terms in the coefficient functions additionally reduces the factorisation scale dependence. Recall that our choice of \(\mu _F=M_\psi /2\) resums only the double-logarithmic, \((\alpha _S\ln (1/\xi )\ln \mu _F)^n\), contributions.Footnote 3 The remaining part, which does not contain \(\ln \mu _F\), should be considered, in the collinear factorisation approach, as higher-order, NNLO, N\(^3\)LO, \(\ldots \) corrections. Of course, it would be good to account for these corrections as well. However, to properly calculate these corrections one has to exclude the low (\(<Q^2_0\)) virtuality contribution. Otherwise we will face the problem of double counting again. The present paper shows these (power) corrections (necessary to avoid double counting) are crucial to achieve perturbative stability.

Fig. 5
figure 5

Two diagrams (a, b) computed for the NLO quark coefficient function. Note that p and \(p'\) refer to the incoming and outgoing quark lines. In the corresponding diagrams computed for the NLO gluon coefficient function the light-quark line is replaced by a gluon. The other two diagrams of the different coupling of the two t-channel gluons to the heavy quarks are implicitly included